Senior Legal Regulatory Affairs Officer
il y a 3 semaines
Regulatory Compliance
Develop, implement, and update compliance policies and procedures.
Escalate any breach of policies and procedures to the Head of Compliance
Provide support and advice to the Business on AML compliance processes
Evaluate KYC files (Onboarding – Periodic Review) in line with internal guidelines.
Conduct Customer Due Diligence (CDD) identification/verification checks, risk classification and financial crime evaluations
Process the alerts generated by the tool for AML transaction monitoring report any concerns/suspicious activity to the Head of Compliance
Assist with internal compliance reviews on Private Individuals, Corporate and Financial Institutions banking activities to ensure the required level of compliance is maintained.
Prepare answers to requests submitted by the Federal Police, the Authorities, Bailiffs, indictment Police (FR/NL) and correspondent banks
Participate in Compliance, KYC and AML projects
Participate in the Quality Assurance check and Compliance Monitoring Program
Training, Support and Advice
Provide support and advice to the Business on AML compliance processes
Develop and deliver compliance training programs to employees.
Promote a culture of compliance and ethical behaviour within the Bank.
Help investigate compliance-related issues or complaints
Assist in resolving compliance problems and recommend corrective actions.
Prepare detailed reports on compliance activities
Maintain accurate and up-to-date records of compliance activities.
Assist in managing regulatory inspections and audits.
Higher education (Masters or equivalent) in Law, Business Administration, Finance, or a related field.
~ Professional certification in compliance from a well-established firm (ACAMS CTMA,CAMS; 3-5 years of banking experience preferably in Compliance
~ Experience or training in sanctions and embargoes domain
~ Proficiency in English, Knowledge of French or Dutch is a plus.
~ Ability to work effectively within a team.
If you're ready to embark on an exciting career journey with BBE Digital and contribute to shaping the future of banking, we invite you to apply today
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il y a 3 jours
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