Compliance Expert

pWe’re looking for a bCompliance Expert /b with experience in bESG transparency requirements and compliance investigations /b to support a financial institution during a temporary replacement. The position focuses on independently assessing regulatory compliance, control effectiveness and the management of compliance risks. /p h3Responsibilities /h3 ul liPrepare a compliance investigation by analysing relevant regulations, internal policies, previous findings and identified risks. /li liHelp determine the bscope and investigation approach /b. /li liConduct a compliance investigation into bESG transparency obligations /b. /li liAssess whether compliance risks are adequately managed and whether controls are properly designed and operating effectively. /li liCollect and analyse evidence through document reviews, file testing, interviews and other investigative procedures. /li liPerform risk assessments and evaluate processes, risks and control measures. /li liDocument procedures, evidence and conclusions in a structured manner, ensuring a complete baudit trail /b. /li liDraft the investigation report and formulate clear recommendations and areas for improvement. /li liPresent and discuss findings with the relevant stakeholders. /li liReview management responses and monitor agreed action plans. /li liContribute to the continuous improvement of the compliance control framework. /li liCollaborate closely with Compliance, Legal, Non-Financial Risk Management and business stakeholders. /li liMonitor developments in ESG and transparency regulation and translate them into future compliance-monitoring activities. /li /ul h3Profile /h3 ul lib3–5 years of relevant experience /b in Compliance, Risk Management, Audit, Internal Control or a comparable control function. /li liA master’s degree in law, economics, finance or a related discipline. /li liAffinity with bESG, sustainability regulation, consumer protection and transparency obligations /b in financial services. /li liExperience preparing and conducting risk‑based investigations or control assessments. /li liStrong analytical skills and the ability to translate complex regulations and processes into clear conclusions. /li liA structured and accurate working style, with close attention to risks and detail. /li liStrong reporting skills and the ability to communicate findings convincingly. /li liEffective stakeholder‑management skills, including the ability to collaborate constructively and provide independent challenge. /li libFluent in Dutch /b /li /ul h3Who we are /h3 pDynaFin is a consulting firm specialised in financial services. Since 2010, we have been supporting financial institutions in the design, structuring, management and implementation of their transformation projects. /p pIn the field of Compliance, our consultants work where transformation ambitions need to be translated into applicable solutions. They contribute to the evolution of Compliance products and services, distribution models, customer journeys, processes and technology platforms. /p pDynaFin brings together around 100 consultants and supports more than 80 financial institutions across the Benelux. Since 2017, the firm has been part of the Alan Allman Associates ecosystem, giving it access to an international network of complementary expertise. /p h3Why DynaFin? /h3 h3Access to High-Quality Opportunities /h3 pGain access to challenging assignments with leading financial institutions across banking, insurance, asset management and payments. /p pBenefit from a long‑term partnership with a team committed to supporting both consultants and clients throughout each engagement. /p h3Recognised Financial Services Expertise /h3 pWork with industry specialists who understand the realities, challenges and regulations of financial services. /p h3Greater Assignment Continuity /h3 pLeverage our deep client relationships and market insight to identify future opportunities before your current assignment ends. /p h3Access to Complementary Expertise /h3 pBenefit from the wider Alan Allman Associates ecosystem, providing access to expertise in technology, data, AI, cybersecurity and transformation. /p pJoin assignments through a recognised financial services consultancy trusted by major institutions across the market. /p