法务合规总监Chief Legal and Compliance Officer

Il y a 16 heures

Brussels, Brussels-Capital, Belgique 杭州龙旗科技有限公司 Temps plein
工作地点:浙江
· 杭州 投递邮箱:quant@sci-inv.com 工作职责:
• 全面负责公司法律合规与内控体系建设,跟踪境内外监管动态,搭建并持续优化公司合规与内控框架。
• 处理公司综合治理及日常运作中的法务合规事务,负责基金协议、SMA、Side Letter等文书的起草与审核。
• 支持公司国内外战略布局,负责双语法律文书起草,支持跨境谈判及相关法律事务。
• 协助搭建算法、AI、模型等核心资产的知识产权保护方案,保障公司技术成果安全。
• 主动识别业务风险,合规保障业务落地的解决方案,推动公司高效科学决策。 岗位要求:
• 全日制法学专业硕士及以上学历。
• 持有法律职业资格A证。
• 8年以上法律相关工作经历,其中不少于5年资管、私募、公募、国际资管机构或红圈金融律所相关经验。
• 精通境内私募全套合规,具备较强的法律文书撰写能力,理解投研、算法模型业务场景。
• 商业感强,主动推进工作,沟通开放平等,跨部门协作顺畅,保密意识强。 加分项——
• 拥有海外LLM学位或普通法法系留学背景;
• 持有证券/基金从业资格证、中/高级经济师等证书;
• 具备香港SFC或新加坡MAS牌照申报实操经验;
• 有量化私募机构服务经验。 Job

Responsibilities:
• Take overall responsibility for building the company's legal compliance and internal control systems; track domestic and overseas regulatory developments; and establish and continuously optimize the company's compliance and internal control framework.
• Handle legal and compliance matters in the company's corporate governance and daily operations; draft and review fund agreements, SMAs, Side Letters, and other documents.
• Support the company's domestic and international strategic layout; draft bilingual legal documents; and support cross-border negotiations and related legal matters.
• Assist in building intellectual property protection schemes for core assets such as algorithms, AI, and models to safeguard the security of the company's technological achievements.
• Proactively identify business risks, provide compliance-supported solutions for business implementation, and promote efficient and scientific decision-making across the company. Job

Requirements:
• Full-time Master's degree or above in Law.
• Holder of the Legal Profession Qualification Certificate (A).
• 8+ years of legal work experience, including no less than 5 years in asset management, private funds, public funds, international asset management institutions, or red-circle financial law firms.
• Proficient in the full set of domestic private fund compliance requirements; strong legal drafting skills; able to understand investment research and algorithm/model business scenarios.
• Strong business acumen; proactive in driving work forward; open and egalitarian communication style; smooth cross-departmental collaboration; strong confidentiality awareness. Preferred

Qualifications:
• Overseas LLM degree or common law jurisdiction study background.
• Holder of Securities/Fund Practitioner Qualification Certificate, Intermediate/Senior Economist certificate, or similar.
• Hands-on experience in Hong Kong SFC or Singapore MAS license applications.
• Experience serving quantitative private fund institutions.