Senior Compliance Manager
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• Top Chinese Asset Management Institution
Location:
• Hong Kong Responsibilities
• Serve as a hands-on investment compliance professional within a Compliance team of 6 members
• Conduct pre-trade and post-trade reviews using Bloomberg AIM
• Code compliance rules in Bloomberg AIM
• Maintain and update investment compliance policies
• Provide investment compliance advice to investment teams
• Perform general compliance tasks as required Pre-requisites
• Bachelor’s degree or above from a reputable university; Master’s degree is preferable
• 3-8 years of solid experience in investment compliance, with hands-on experience in Bloomberg AIM
• Experience in a well-established asset management firm is preferable
• Familiarity with relevant regulatory requirements, including the Fund Manager Code of Conduct, UT Code, MPF regulations, etc.
• Strong understanding of the asset management business
• Good knowledge of SFC authorized funds, UCITs, Cayman SPC, etc.
• Proficient in English and Chinese (including Mandarin)
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