Senior Compliance Officer
il y a 11 heures
Position description
**Business unit**:
- Legal, Secretary General & Compliance - Compliance
**Job title**:
- Senior Compliance Officer H/F
**Contract type**:
- Permanent
**Mission**:
**Responsabilities**:
- Under the oversight of the Head of Compliance Conduct and Advisory, contribute to the functioning of CANDRIAM’s compliance programs, including:
- Participate in the analysis of the regulatory risks incurred and the identification of foreseeable or potential impacts for CANDRIAM in cooperation with the Legal department.
- Contribute to CANDRIAM regulatory change implementation initiatives.
- Perform Compliance policy reviews and participate in the drafting/updating of policies, procedures.
- Provide timely and accurate regulatory advice and support to CANDRIAM business and support functions on an on-going basis.
- Contribute to the different compliance conduct frameworks (such as Conflict of interests, personal account dealing, complaint monitoring, training policy, required certifications, etc.).
- Contribute to the Compliance training plan, drafting training materials, and carrying out webinars and face-to-face training.
- Contribute to the development of new activities, processes and financial products.
- Contribute to the responses provided by the Compliance team to RFPs and due diligence.
- Maintain the compliance-related information available on the Internet for third parties and on the intranet for employees.
- Periodically represent the department in committees.
- Contribute to the elaboration of internal or external (supervisory authorities, clients) compliance reports.
**Profile**:
- Master's Degree or equivalent : Master's in law, Finance, or a Business school.
- Good written, verbal communication skills in French and English (Dutch would be a valuable plus)
- At least 5 years of experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm. Compliance experience in the asset management industry or investment services is a strong plus.
- Expertise of Compliance laws, rules, regulations, risks and typologies in particular related to collective investment activities and/or investment services.
- Comprehensive knowledge of regulatory requirements including European regulation and industry standards as they pertain to asset management (UCITS, AIFMD, MIFID, SFDR, GDPR, MAR, etc.).
- Experience in writing/ reviewing policies, procedures, reports, and other effective communication.
- Excellent written, verbal communication skills in French and English (Dutch would be a plus).
- Strong organizational skills - ability to meet deadlines consistently, manage multiple tasks.
- Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging.
- Ability to navigate a complex global organization; to influence and lead people across cultures.
- Good knowledge of MS Office tools (Word, Excel, Outlook, PowerPoint).
LI-POST
Position location
**Job location**:
- Europe, Belgium
**City**:
- Brussels
**Education**:
- 4. Master's Degree II / Bac+5
**Minimum level of experience required**:
- 6-10 years
-
Compliance Officer
il y a 2 semaines
Brussels, Belgique Gentis Recruitment Temps pleinOur client, a private bank is looking for a Senior Compliance Officer. **The job**: - Working along the Compliance team - Assure the respect of regulations and the implementation of ethics rules - Create, implement and and maintain the processes - Generalist position: AML/KYC/CFT/Market Abuse/MiFID/Regulatory - Location: Brussels **Your Profile**: -...
-
Compliance Officer
il y a 2 semaines
Brussels, Belgique Barclay Simpson Temps plein**Compliance Framework Officer - Brussels** My global brokerage client is looking for a senior Compliance specialist to join their compliance team focusing on setting up and managing the compliance and Ethics framework. The role's core duty will be to set up the governance framework, actively contributing to the design and adequate implementation of a...
-
Compliance Officer
Il y a 7 mois
Brussels, Belgique FINEGAN BELGIUM Temps pleinPosition As part of the Compliance department/Data Protection Unit, you participate in various Privacy and Data Protection files that need to be handled. You have a good knowledge of GDPR/Data Protection and Privacy legislation to enable involvement in all kind of advising (DPIA, proposals re new data processings, systems,..), translating developments in...
-
Compliance Officer
Il y a 7 mois
Brussels, Belgique Lombard Odier & Cie Temps pleinA career at _Lombard Odier_ means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF_ - 300 billion and operating from over 25...
-
Compliance Officer
Il y a 7 mois
Brussels, Belgique Eubelius Temps plein0 - 3 jaar ervaring **Over ons**: Eubelius is het grootste, onafhankelijke advocatenkantoor in België met kantoren in Brussel, Kortrijk en Antwerpen. Onze 25 vennoten, 18 (senior) counsels en meer dan 100 associates bieden unieke expertise en ervaring aan in alle domeinen van het Belgische en Europese Ondernemingsrecht. Een aanzienlijk deel van ons werk...
-
Compliance Officer
il y a 4 jours
Brussels, Belgique Lombard Odier & Cie Temps pleinA career at the Lombard Odier Group is something to be proud of. Our mission is to protect and grow our clients’ wealth - but not by any means necessary. Sustainability is at the heart of everything we do and we treat our clients’ wealth as if it were our own. We protect our clients’ assets for the long-term using expertise and innovation, all...
-
Compliance Officer
il y a 1 semaine
Brussels, Belgique Barclay Simpson Temps plein**Fund Distribution Compliance Officer - Brussels** My global brokerage client is looking for a senior standalone Compliance Officer to join their compliance team focusing on setting up and managing the compliance for their newly acquired Fund distributor. The role's core duty will be to set up the governance framework around the newly acquired function and...
-
Senior Compliance Manager
Il y a 7 mois
Brussels, Belgique QBE Insurance Temps plein**Primary Details** Time Type: Full time Worker Type: Employee At QBE, our purpose is to **enable a more resilient future.** Are you passionate about working for one of the world's largest insurers that offers excellent opportunities to grow your career and with offices in 27 countries? Leveraging our deep expertise and insights, QBE offers commercial,...
-
Senior Compliance Manager
Il y a 7 mois
Brussels, Belgique QBE Temps pleinPrimary Details Time Type: Full time Worker Type: Employee At QBE, our purpose is to enable a more resilient future. Are you passionate about working for one of the world’s largest insurers that offers excellent opportunities to grow your career and with offices in 27 countries? Leveraging our deep expertise and insights, QBE offers commercial,...
-
Compliance Officer, French Donors
il y a 4 jours
Brussels, Belgique International Rescue Committee Temps plein**Requisition ID**: req36740 **Job Title**:Compliance Officer, French Donors **Sector**:Compliance **Employment Category**: Permanent **Employment Type**: Full-Time (37.5 Hours) **Location**: London, UK **BACKGROUND** Over the past 90 years, the International Rescue Committee (IRC) has developed unparalleled expertise in responding to emergencies and...
-
Compliance Officer
il y a 2 semaines
Brussels, Belgique ING Temps plein**Compliance Officer** **Permanent contract, Full time, Brussels** **Your role & work environment** The Conduct Compliance and Culture team (CC&C) is part of the Compliance Department of ING Belgium sa. The purpose of the CC&C team is to manage risks arising from Unfair Customer Treatment, Market Conduct, Organisational Risk, Conflict of Interests and...
-
Senior Aml Officer
il y a 11 heures
Brussels, Belgique Oliver James Associates Temps pleinOliver James is looking for a **Senior AML Officer**. Are you passionate about preventing money laundering and other criminal activity? Are you willing to be a part of a cutting-edge compliance team? Are you interested in joining a globally diverse organization where our unique contributions are recognized and celebrated ? Take this is your chance. **_...
-
Compliance Officer
Il y a 3 mois
Brussels, Belgique Ayvens Temps pleinAt Ayvens, progress starts with you. Our ambitions to shape the future of sustainable mobility are powered by our talent. Join us, and get better with every move. Looking forward to a new challenge? Join our Risk & Compliance Department in Evere as a Compliance Officer! Why ALD Automotive | LeasePlan? With over 3.3 million vehicles managed across more...
-
Compliance Monitoring Officer
Il y a 7 mois
Brussels, Belgique KBC Temps plein**Contractvorm**: - Onbepaalde duur **Werkregime**: - Voltijds **Locatie**: - Brussel **Ervaringsniveau**: - Medior (2-5 jaar), Senior (> 5 jaar) **Wat houdt deze vacature in?**: Wil je er mee voor zorgen dat KBC zaken doet op een eerlijke, integere en ethische manier? En dat we de regelgevingen hieromtrent naleven? Als Compliance Monitoring Officer...
-
Deputy Local Compliance Officer
Il y a 9 mois
Brussels, Belgique Axis Temps pleinOur client, a financial institution is looking for a Deputy Local Compliance Officer who will report to the Head of Compliance and is required to manage stakeholders in the Front Office and in Control functions. - Building relationships with stakeholders across the Bank. - Present challenge to GMs and to sometimes deliver difficult messages. - Represent the...
-
Senior Risk
il y a 4 jours
Brussels, Belgique IQ-EQ Temps pleinCompany Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: IQ EQ Belgium SA currently has a vacancy for a Senior Risk & Compliance Manager to...
-
Compliance Officer
Il y a 7 mois
Brussels, Belgique Robert Half Belgium Temps plein**Robert Half** **Talent Solutions** is currently looking for a **Compliance Officer **for a permanent position based in Brussels. **Robert Half** **Talent Solutions** is currently looking for a **Compliance Officer **for a permanent position based in Brussels. Our client, **Ageas**, is the holding company of the AG Insurance group (listed at the Bel20),...
-
Associate Compliance Officer
Il y a 7 mois
Brussels, Belgique SWIFT Financial Messaging Services Temps pleinAbout the Role To provide, develop and communicate Legal and Governance support and services in order to insure compliance with corporate governance, oversight requirements and/or laws and regulations and minimize legal exposure to risks. Regulatory changes have heavily impacted the financial industry across the globe. As a key industry player, we want to...
-
Compliance Officer
Il y a 7 mois
Brussels, Belgique Agence Fédérale de la Dette Temps plein**Contexte** L’Agence assiste(ra) également l’organisme de droit public Hedera dans la gestion d’actifs qui seront investis sur les marchés financiers afin de couvrir à très long terme les besoins financiers liés à la gestion des déchets nucléaires. Les moyens déployés seront ceux de Hedera et seront strictement scindés de la caisse du...
-
Compliance Officer
Il y a 7 mois
Brussels, Belgique Federaal Agentschap van de Schuld Temps plein**Introductie** Het Agentschap zal in de toekomst de nieuw op te richten instelling Hedera bijstaan bij het beheer van activa die geïnvesteerd zullen worden op de financiële markten teneinde op zeer lange termijn de kosten met betrekking tot het beheer van nucleair afval te dekken. De middelen die hiertoe zullen worden ingezet zullen deze van Hedera zijn...
