Deputy Local Compliance Officer

Il y a 2 mois


Brussels, Belgique Axis Temps plein

Our client, a financial institution is looking for a Deputy Local Compliance Officer who will report to the Head of Compliance and is required to manage stakeholders in the Front Office and in Control functions.
- Building relationships with stakeholders across the Bank.
- Present challenge to GMs and to sometimes deliver difficult messages.
- Represent the Local Compliance Officer in his/her absence.
- Ensure timely delivery of tasks and deliverables of the Central Compliance team.

**Description**
- Give compliance advice and instructions to Front Office and Control & Support departments.
- Review, advise and obtain reasonable assurance that there is adequate documentation, procedures and resources available for the Central Compliance team.
- Investigate any identified potential or actual breach of relevant rules and regulations and assist in reporting to senior management and the regulatory authorities and in rectifying the situation.
- Assist the LCO in managing Compliance Analyst(s).
- Manage Central Compliance projects and to report to LCO on progress until completion.
- Assist the EMEA Training Manager to develop training material and deliver training sessions to Front Office and Control & Support departments within SMBC Brussels.

**Profile**

Excellent knowledge of english and french or dutch

Considerable experience of:

- advising businesses on how to comply with laws, rules and regulations
- investigating breaches of relevant laws, rules and regulations

Good knowledge of:

- financial Services laws and regulations (essential)
- financial markets and banking activities (essential)
- prudential risks and financial conduct areas (essential)

**Skills**:

- Ability to manage a number of issues, reviews and projects concurrently
- Well-developed influencing and communication skills
- Strong analytical and numeracy skills
- Ability to work under pressure
- Excellent attention to detail
- Self-motivated
- Risk aware
- Expert in the systems required for the function
- Document drafting skills and communication skills
- People management

**Offer**

Our client is located in Brussels. The company has a solid reputation and brand recognition in the banking industry. The client offers a challenging position of responsability, and an attractive salary.



  • Brussels, Belgique bpost Temps plein

    **Deputy Data Protection Officer**: - Regio : Brussel **Context** bpost is always on the move. As a leading postal operator in Belgium and an international provider of parcels and e-commerce logistics, we create real connections between millions of people, businesses and communities. Our team of +34,000 employees is our greatest asset in this story....


  • Brussels, Belgique bpost Temps plein

    **Deputy Data Protection Officer**: - Regio : Brussel **Context** bpost is always on the move. As a leading postal operator in Belgium and an international provider of parcels and e-commerce logistics, we create real connections between millions of people, businesses and communities. Our team of +34,000 employees is our greatest asset in this story....


  • Brussels, Belgique SERB Pharmaceuticals Temps plein

    **Job Requisition ID**:32263**Department**:QUALITY**Category**:Quality**Location**:Brussels**Date**:12 Jun 2024**Come save lives with us!** - Serb Pharmaceuticals is a growing international specialty pharmaceutical group that is a dedicated ally to healthcare providers treating patients with critical conditions, focusing on emergency care and rare diseases....


  • Brussels, Belgique CA Indosuez Wealth (Group) Temps plein

    **Type de métier**: Types de métiers Crédit Agricole S.A. - Financement et Investissement **Intitulé du poste**: (Vice-President) Local Compliance Officer H/F **Type de contrat**: CDI **Date prévue de prise de fonction**: 01/09/2024 **Poste avec management**: Non **Cadre / Non Cadre**: Cadre **Missions**: **About the job** Global Compliance (CPL)...


  • Brussels, Belgique bpost Temps plein

    **Context** bpost is always on the move. As a leading postal operator in Belgium and an international provider of parcels and e-commerce logistics, we create real connections between millions of people, businesses and communities. Our team of +34,000 employees is our greatest asset in this story. Thanks to them, we continue to play a key role in our rapidly...


  • Brussels, Belgique Indosuez Wealth Management Temps plein

    **Description du poste**: **About the job Global Compliance (CPL) carries out its missions within the framework of the Crédit Agricole S.A. Group's "Compliance" business line. Its missions are carried out in each of the CA Group's entities (branches and subsidiaries) both in France and internationally. CPL's mission is to contribute to the compliance of...


  • Brussels, Belgique Crédit Agricole CIB Temps plein

    **Description du poste**: **About the job Global Compliance (CPL) carries out its missions within the framework of the Crédit Agricole S.A. Group's "Compliance" business line. Its missions are carried out in each of the CA Group's entities (branches and subsidiaries) both in France and internationally. CPL's mission is to contribute to the compliance of...

  • Deputy Data Protection Officer

    il y a 3 semaines


    Brussels, Belgique bpost Temps plein

    Context  bpost is always on the move. As a leading postal operator in Belgium and an international provider of parcels and e-commerce logistics, we create real connections between millions of people, businesses and communities. Our team of +34,000 employees is our greatest asset in this story. Thanks to them, we continue to play a key role in our...


  • Brussels, Belgique bpost Temps plein

    Context  bpost is always on the move. As a leading postal operator in Belgium and an international provider of parcels and e-commerce logistics, we create real connections between millions of people, businesses and communities. Our team of +34,000 employees is our greatest asset in this story. Thanks to them, we continue to play a key role in our...


  • Brussels, Belgique SERB nv Temps plein

    Senior Quality Assurance Officer / Deputy Qualified Person Scope: SERB SA – Belgium & International / activities GMDP / ISO* Rôle / role The Senior Quality Assurance Officer / Deputy Qualified Person (Sr QAO/QP) assists the Quality Director/QP of SERB SA as a senior member of the local quality team, with the execution of the company's quality...


  • Brussels, Belgique SERB nv Temps plein

    Senior Quality Assurance Officer / Deputy Qualified Person Scope: SERB SA – Belgium & International / activities GMDP / ISO* Rôle / role The Senior Quality Assurance Officer / Deputy Qualified Person (Sr QAO/QP) assists the Quality Director/QP of SERB SA as a senior member of the local quality team, with the execution of the company's quality...

  • Compliance Officer

    il y a 6 jours


    Brussels, Belgique FINEGAN BELGIUM Temps plein

    Position As part of the Compliance department/Data Protection Unit, you participate in various Privacy and Data Protection files that need to be handled. You have a good knowledge of GDPR/Data Protection and Privacy legislation to enable involvement in all kind of advising (DPIA, proposals re new data processings, systems,..), translating developments in...

  • Compliance Officer

    Il y a 2 mois


    Brussels, Belgique Lombard Odier & Cie Temps plein

    A career at the Lombard Odier Group is something to be proud of. Our mission is to protect and grow our clients’ wealth - but not by any means necessary. Sustainability is at the heart of everything we do and we treat our clients’ wealth as if it were our own. We protect our clients’ assets for the long-term using expertise and innovation, all...

  • Compliance Officer

    il y a 4 semaines


    Brussels, Belgique SmallWorld FS Temps plein

    Here at** SmallWorld Financial Services**, we know how important it is to be able to support friends and family from abroad. Put simply, we believe that the more people we can help transfer money to overseas family, friends and businesses, the smaller the world becomes. Our employees are as diverse as our customer base and we value the sharing of skillsets...

  • Compliance Officer

    il y a 1 semaine


    Brussels, Belgique SmallWorld FS Temps plein

    Here at** SmallWorld Financial Services**, we know how important it is to be able to support friends and family from abroad. Put simply, we believe that the more people we can help transfer money to overseas family, friends and businesses, the smaller the world becomes. Our employees are as diverse as our customer base and we value the sharing of skillsets...

  • Compliance Officer

    il y a 3 semaines


    Brussels, Belgique Hiscox Temps plein

    job description: As an international specialist insurer **HISCOX** (since 1901) is far removed from the world of mass market insurance products. Instead we are selective and focus on our key areas of expertise and strength - all of which is underpinned by a culture that encourages us to challenge convention and always look for a better way of doing...

  • Compliance Officer

    Il y a 2 mois


    Brussels, Belgique Deutsche Bank Temps plein

    **Compliance Officer**: **Job ID**:R0303466**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2023-11-14**Location**:Brussels**Position Overview**: Organisation Deutsche Bank is Germany’s largest bank, the strongest and most stable economy in Europe. It operates in 59 countries and has a customer base in no less than 150 countries....

  • Compliance Officer

    il y a 2 semaines


    Brussels, Belgique TRIODOS Belgium Temps plein

    **Company**: For the group-wide Compliance team, we are looking for a **Compliance Officer** With passion to make a positive impact **Function**: Would you like to make a difference and work for an organisation that wants to change the world for the better? Are you interested in working in professional and friendly environment with a frontrunner in...

  • Deputy Rp

    il y a 2 semaines


    Brussels, Belgique BTG Specialty Pharmaceuticals Temps plein

    Current Opportunity SERB Specialty Pharmaceuticals is a global specialty pharmaceutical group focused on prescription medicines which address rare and life-threatening diseases. Following strategic acquisitions and targeted developments, SERB has succeeded in establishing a consistent drugs portfolio focused on niche specialty pharmaceuticals to ensure...

  • Deputy Medical Director Mgcc

    il y a 3 semaines


    Brussels, Belgique Allianz Partners Temps plein

    **Allianz Partners** is the world leader in travel insurance, roadside assistance and personal services, every day is a new opportunity to make a difference. We are proud of our 17,000 employees spread across 6 continents in 34 countries and speaking 40 languages. For as many different scenarios as there are people, we’re here to help our customers out of...