Principal, Compliance
il y a 3 semaines
**Job Purpose**:
The role of the EU Financial Crimes Regulatory Change Lead is to maintain and enhance the EMEA Financial Crimes Compliance Framework in accordance with EU regulatory requirements and expectations. The role leads the end to end EU regulatory change process from regulatory interpretation, scoping to determine applicability of regulatory requirements or expectations to BNY Mellon Lines of Business and Legal Entities, gap analysis against the existing controls framework, support for policy development and maintenance, and controls mapping. The EU Financial Crimes Regulatory Change Lead will also provide wider support for EMEA Financial Crimes Compliance Regulatory Change, as required, and FCC Compliance support for EU BNY Mellon legal entities and lines of business, as required.
**Key Responsibilities**:
- **Horizon Scanning**:review, summarise, communicate, and escalate (where appropriate) financial crimes horizon scanning alerts, including completion of the applicability assessment, initial impact assessment, and escalation through relevant governance forums, either independently or overseeing the content produced by others in the regulatory change team.
- **Regulatory Interpretation**: support analysis of new and amended financial crimes regulations and expectations impacting the EMEA region, with a focus on EU FCC laws and their local implementation. Working with global, regional, and local colleagues to interpret the impact of regulatory change, market events, and other relevant change items, such as regulatory guidance or publications. For example, regulatory change/market event items may include legislative changes to the EU AML legislative framework, a fine issued by a regulator, updated FATF guidance, or publications on emerging AML typologies or techniques.
- **Scoping**: support the determination as to whether a change in regulatory requirements or expectations will impact BNY Mellon Lines of Business and Legal Entities, focused on the EU region.
- **Gap Analysis**: support the gap analysis process to determine the additions or enhancements that need to be made to the EMEA financial crimes control framework, focused on the EU region.
- **Policy Development and Maintenance**: SME support for the translation of regulatory change into easy to understand, clear, and consistent policy requirements and standards ensuring that the EMEA Financial Crimes Framework remains up to date with applicable legal and regulatory requirements.
- **Controls Mapping**: support the first line of defence (1LOD) in determining the extent of the impact of regulatory changes and expectations to their Lines of Business and/or Legal Entity and the controls that need to be introduced or enhanced to meet the new or amended policy requirements.
- **Governance, Escalation and Reporting**: supporting escalation and cascading of financial crimes issues through reporting or other channels so that key financial crimes risks are identified, discussed and mitigated.
- Building or maintaining a strong network in the EU with peer banks and other stakeholders, including industry bodies, for the purposes of benchmarking and taking steps so that BNY Mellon remains in line with industry standards and market practice.
**Additional Responsibilities**:
- Liaising with colleagues/peers in other jurisdictions on Regional AML Compliance programme matters and issues of common interest.
- Building a strong understanding of the EMEA Financial Crimes Framework, including governance and escalation requirements.
- Supporting the Head and Deputy Head of EMEA Financial Crimes Compliance on strategic initiatives or programmes, as needed.
**Generic Staff Responsibilities**:
- Comply with all BNY Mellon corporate policies and procedures, including the Code of Conduct, HR policies and procedures, applicable to BNY Mellon
- Alert management including timely escalation to the Head of Financial Crimes Compliance of any significant changes to business risks and internal control effectiveness or material regulatory breach.
- Comply with all Security and Health & Safety policies and procedures operating within the business
**Profile Requirements**:
**Core Competencies**:
- Critical Thinking
- Attention to Detail
- Analysis and Drafting Skills
- Communication Skills
- Interpersonal Skills
- Managing Risk
**Job Specific Competencies **/ Technical Skills / Knowledge**
- Financial services financial crimes / compliance / legal experience
- Knowledge of EU financial-crimes laws, regulations, guidance and the expectations of local EU regulators
- Ability to work under time pressure in a calm, professional manner and in a complex environment of regular and often overlapping regulatory change
- Strong analytical skills, problem-solving ability, and attention to detail
- Excellent communication and interpersonal skills
- Good planning and organisational skills
- Collaborative approach and ability to work well within a team environment
- Ability to tak
-
Compliance
il y a 4 semaines
Brussels, Belgique Robert Half Belgium Temps plein**Robert Half Talent Solutions** recherche actuellement un(e) **Compliance - AML - Data Protection Advisor **pour une fonction permanente basée à Bruxelles. **Robert Half Talent Solutions** recherche actuellement un(e) **Compliance - AML - Data Protection Advisor **pour une fonction permanente basée à Bruxelles. Notre client est une entreprise active...
-
Principal, Compliance
il y a 3 semaines
Brussels, Belgique BNY Mellon Temps pleinOverview **Job Purpose**: The role of the EU Financial Crimes Regulatory Change Lead is to maintain and enhance the EMEA Financial Crimes Compliance Framework in accordance with EU regulatory requirements and expectations. The role leads the end to end EU regulatory change process from regulatory interpretation, scoping to determine applicability of...
-
Compliance Officer Non Life
il y a 3 semaines
Brussels, Belgique Robert Half Belgium Temps plein**Robert Half Talent Solutions** recherche actuellement un(e) **Compliance Officer Non Life **pour une fonction permanente basée à Bruxelles. **Robert Half Talent Solutions** recherche actuellement un(e) **Compliance Officer Non Life **pour une fonction permanente basée à Bruxelles. Notre client est une des principales sociétés actives dans le...
-
Compliance Expert
il y a 1 semaine
Brussels, Belgique AXA Temps pleinPour AXA Belgium, nous recherchons un.e Compliance Expert spécialisé.e en **Conduct et règles de conduite en distribution d’assurance**. En tant que Compliance Expert au sein de la Fonction Compliance de 2ème ligne, vous serez la personne de contact vis-à-vis d’interlocuteurs externes et internes pour tous les aspects liés à la Compliance dans...
-
Compliance Officer
il y a 3 semaines
Brussels, Belgique Agence Fédérale de la Dette Temps plein**Contexte** L’Agence assiste(ra) également l’organisme de droit public Hedera dans la gestion d’actifs qui seront investis sur les marchés financiers afin de couvrir à très long terme les besoins financiers liés à la gestion des déchets nucléaires. Les moyens déployés seront ceux de Hedera et seront strictement scindés de la caisse du...
-
Senior Compliance Business Advisor
il y a 2 semaines
Brussels, Belgique Axis Temps plein**Description** Au sein de la division Compliance de notre client, vous êtes membre de l’équipe des business advisors qui veillent au maintien de la réputation de la banque et au respect des normes éthiques et des règles de conduite. Vos principales responsabilités en tant que Compliance Business Advisor: - Vous aidez les divisions commerciales et...
-
Principal Cloud Architect
il y a 2 semaines
Brussels, Belgique Spektrum Temps pleinSpektrum have a wide range of exciting opportunities in several global locations. We are always looking to add great new talent to our team and look forward to hearing from you. **Who we are supporting** The NATO Communication and Information Agency (NCIA) is responsible for providing secure and effective communications and information technology (IT)...
-
Principal Cloud Architect at Nato
Il y a 2 mois
Brussels, Belgique The White Team Temps plein**PRINCIPAL CLOUD ARCHITECT (REMOTE) - NATO IN BRUSSELS **Role: Principal Cloud Architect** **(EU CITIZENSHIP STRICKTLY REQUIRED)** We are looking for a driven and enthusiastic Principal Cloud Architect who will take on the following roles and responsibilities: - Develop and execute a comprehensive cloud adoption strategy that aligns with the...
-
Risk & Compliance Manager
il y a 2 semaines
Brussels, Belgique IQ-EQ Temps plein**Company Description** IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. IQ EQ Belgium SA currently has a vacancy for a Senior Risk & Compliance Manager to develop and enhance the...
-
Directeur Business Compliance
il y a 4 semaines
Brussels, Belgique Merck Temps pleinPour notre Mid-Europe Cluster (France, Belgique, Luxembourg et Suisse) nous sommes à la recherche d’un(e) **Directeur Business Compliance (H/F)** **La position** Membre du Comité de Direction, en collaboration avec le management business et le département juridique et compliance, le Directeur Business Compliance apporte un leadership opérationnel et...
-
Directeur Business Compliance
il y a 13 heures
Brussels, Belgique Merck Temps pleinPour notre Mid-Europe Cluster (France, Belgique, Luxembourg et Suisse) nous sommes à la recherche d’un(e) **Directeur Business Compliance (H/F)** **La position** Membre du Comité de Direction, en collaboration avec le management business et le département juridique et compliance, le Directeur Business Compliance apporte un leadership opérationnel et...
-
Senior Consultant Regulatory
il y a 6 jours
Brussels, Belgique Square Management Temps pleinSquare Management Brussels, BelgiumPosted 4 hours ago Permanent Competitive - Senior consultant Regulatory & Compliance H/F - Présent en France, Belgique et Luxembourg, Square Management est un groupe de conseil en stratégie et organisation qui a connu l'une des plus fortes croissances sur son marché ces 10 dernières années. - Composé de 9 cabinets...
-
Principal Product Manager
il y a 3 semaines
Brussels, Belgique Microsoft Temps pleinThe Microsoft 365 Sovereign Clouds Success Team is responsible for driving the expansion of our products into sensitive and regulated markets that were previously unattainable with our public cloud offerings. Our team is accountable for orchestrating the assembly and delivery of _one version_ of an accreditable and profitable partner led (NCOE) Sovereign...
-
Principal Product Manager
il y a 4 semaines
Brussels, Belgique Microsoft Temps pleinThe Microsoft 365 Sovereign Clouds Success Team is responsible for driving the expansion of our products into sensitive and regulated markets that were previously unattainable with our public cloud offerings. Our team is accountable for orchestrating the assembly and delivery of one version of an accreditable and profitable partner led (NCOE) Sovereign...
-
Principal Product Manager
Il y a 2 mois
Brussels, Belgique Microsoft Temps pleinThe Microsoft 365 Sovereign Clouds Success Team is responsible for driving the expansion of our products into sensitive and regulated markets that were previously unattainable with our public cloud offerings. Our team is accountable for orchestrating the assembly and delivery of one version of an accreditable and profitable partner led (NCOE) Sovereign...
-
Principal Product Manager
il y a 4 semaines
Brussels, Belgique Microsoft Temps pleinThe Microsoft 365 Sovereign Clouds Success Team is responsible for driving the expansion of our products into sensitive and regulated markets that were previously unattainable with our public cloud offerings. Our team is accountable for orchestrating the assembly and delivery of one version of an accreditable and profitable partner led (NCOE) Sovereign...
-
Principal Field Specialist
Il y a 2 mois
Brussels, Belgique Pall Temps pleinPall is one of companies of Danaher. Together, we accelerate the discovery, development and delivery of solutions that safeguard and improve human health. Learn about the Danaher Business System which makes everything possible. In the Principal Field Service Specialist role is responsible for - Attending initial site visit, prepare technical definition of...
-
Senior Technician Compliance and Vulnerability
il y a 4 semaines
Brussels, Belgique Spektrum Temps pleinSpektrum have a wide range of exciting opportunities in several global locations. We are always looking to add great new talent to our team and look forward to hearing from you. **Who we are supporting** The NATO Communication and Information Agency (NCIA) is responsible for providing secure and effective communications and information technology (IT)...
-
Senior Technician Compliance and Vulnerability
il y a 3 jours
Brussels, Belgique Spektrum Temps pleinSpektrum have a wide range of exciting opportunities in several global locations. We are always looking to add great new talent to our team and look forward to hearing from you. **Who we are supporting** The NATO Communication and Information Agency (NCIA) is responsible for providing secure and effective communications and information technology (IT)...
-
Legal & Compliance Partner
il y a 2 semaines
Brussels, Belgique Enabel Temps pleinEnabel est l’agence belge de développement. Notre mission est d’œuvrer pour un monde durable où toutes les personnes vivent dans un État de droit et ont la liberté de s’épanouir pleinement. Avec nos partenaires, nous fournissons des solutions pour relever des défis mondiaux urgents - le changement climatique, les inégalités sociales et...